The
Double Jeopardy Clause is one of the clauses in the 5th Amendment to
the US Constitution which provides many safeguards to the citizens of
the
United States. The safeguards mentioned in this Amendment have mostly
to do with protecting people from unjust charges and trials by the
government. The Clause reads like this:
"Nor shall any
person be
subject for the same offence to be twice put in jeopardy of life or
limb."
The
Double Jeopardy Clause
The 5th Amendment Double Jeopardy Clause guards American citizens
against three primary things. First, a person cannot be prosecuted for
the same offense a second time once they have been acquitted, or judged
innocent, by a court a first time. Second, no one can be prosecuted a
second time for the same offense, after they have already been found
guilty in a previous trial. Thirdly, no one can receive multiple
punishments for the same crime.
The Double Jeopardy Clause was added to the Bill of Rights' 5th
Amendment for several primary reasons, which all have to do with
limiting the government's power to abuse and harass individuals. This
clause prevents the government from using its vast
resources to wear people down by pulling them into court over
and
over again until it gets what it wants. The Double Jeopardy
Clause is also designed to protect innocent people from costly,
emotional and disturbing consequences of continuing criminal trials.
This clause guarantees that the state cannot ignore
the outcome of a trial and start a new one just because it does not
like the outcome of the first trial. It also places limits upon how
much latitude a prosecutor has in filing charges against people.
Finally, the Double Jeopardy Clause guarantees that judges
cannot
place multiple punishments upon a convicted person that are not
authorized by the Congress.
History
of the Double Jeopardy Clause
The 5th Amendment's principle against Double Jeopardy has its
roots in English
common law. The idea that people could not be tried and punished for
the same offense more than once had come to be a commonly held
principle in the English legal system by the colonial period. Often,
though, the principle was abused by the King. If acquitting the
defendant was judged to be against the royal wishes, sometimes the case
could be retried by a different court or in a different manner. Under
English law, the double jeopardy protection was also only applied to
capital punishment crimes where the penalty was death. Lesser crimes
did not have double jeopardy protection.
American colonial legislators quickly added double jeopardy
prohibitions
into their laws. They found it inherently unfair to try someone or
punish someone twice for the same thing, or to allow
the government to continually try the same case until it got
the
verdict it
wanted.
Massachusetts was the first colony to provide protection with a double
jeopardy clause. Its colonial charter stated, "No man shall be twise [sic]
sentenced by Civil Justice for one and the same Crime, offence, or
Trespasse." The colonial Massachusetts legislature
extended the protection of its double jeopardy clause to all crimes,
not just capital crimes. The Massachusetts charter established a
precedent for the other colonies as well. By the time the Bill
of Rights was added to the Constitution, all thirteen states had
provisions adding double jeopardy prohibitions to their state
constitutions.
Double
Jeopardy Clause - The 5th Amendment
James Madison
James Madison proposed twenty amendments to the Constitution during the
session of the First Congress on June 8, 1789. These amendments were
necessary to keep the nation together. Many people in the
Anti-Federalist party believed the Constitution did not guarantee
enough protection of people's individual natural rights. They refused
to accept the Constitution unless a Bill of Rights was added to it
A Bill of Rights is a guarantee to the people that
the government will not violate certain listed rights. The
Federalist party supported the Constitution as it was written, but they
came up with a compromise known as the Massachusetts Compromise,
because
the Massachusetts Federalists came up with the plan.
The Massachusetts Compromise promised the Anti-Federalists that if they
would accept the Constitution and send a list of recommended amendments
to the Constitution to the First Congress, both parties would work
together to add amendments that would sufficiently guarantee protection
of everyone's natural rights. James Madison had studied everyone's
proposed amendments and came up with twenty that he thought were the
most universally desired. You
can read more about the Bill of Rights Purpose here.
Because the idea that double jeopardy was wrong was so widely held by
the colonists, when James Madison presented the Double Jeopardy
amendment
to Congress, many representatives rose to argue that the wording was
not strong enough. Madison had worded his Double Jeopardy Clause like
this, "No subject shall
be subject, except in cases of impeachment, to more than one
punishment, or trial for the same offense."
Especially troublesome was Madison's insertion
of the phrase "or trial" into the amendment. Some representatives
argued
that the use of this phrase would prevent people from receiving a
retrial if they had been convicted improperly in their first trial.
Eventually the phrase was left out and the Congress and the States
voted to make the 5th Amendment Double Jeopardy Clause, as we know it,
law.
Double
Jeopardy Clause in everyday life
Over the years, the Supreme Court has had to interpret how the 5th
Amendment Double Jeopardy Clause should be applied in various
circumstances. The Court has said that the the phrase "of life or limb"
cannot be taken literally, that is, that the ban on Double Jeopardy is
applied in all cases, whether or not the defendant's life could be
taken if convicted.
At the time the 5th Amendment was written, most serious crimes were
punished with death. It was also common for body parts to be cut off as
a punishment, hence the "or limb" phrase. Since these things are no
longer acceptable punishments to society, the Court has
applied the Double Jeopardy Clause in other ways. The Court now says
that all types of crimes where a punishment is
involved require
consideration of the ban against Double Jeopardy.
Double
Jeopardy Clause - Dual sovereignty
Use of the 5th Amendment's ban on Double Jeopardy is subject
to what is
known as the "dual sovereignty" doctrine. This doctrine states that a
person can be tried for the same crime twice, if he is being tried by
more than one distinct, sovereign government. Practically speaking,
this means that a person could be tried by the federal government and
by a state government for the same crime. Both entities are
distinctly sovereign units that have their own sets of laws and their
power derived from different sets of people. No one, however, can be
tried twice by the same state, or twice by
the federal government. By the "dual sovereignty" principle, someone
such as Timothy McVeigh, the Oklahoma City
bomber, could have been tried for murder in both state courts and in
the federal court because both sovereign entities have murder laws.
Ultimately, he was tried by the federal court only.
The "dual sovereignty" doctrine explains why the Los Angeles police
officers accused of beating Rodney King were tried twice. They were
first tried in a California county court and found innocent. Later,
they were tried in a federal court, where some were convicted of
assault.
Using the "dual sovereignty" doctrine's reasoning, a person
could be tried
more than once for the same crime by different states. For example, if
someone stood in one state and shot a gun at someone and killed them in
another state, he could be tried for murder in both states and this
would not violate the Double Jeopardy principle.
The Double Jeopardy Clause only applies in criminal
cases, not in civil cases. Criminal cases involve punishment for a
crime and are prosecuted by the federal government or by a state
government, civil cases are meant to financially compensate victims of
crime. This explains why OJ Simpson was tried twice. Simpson
was acquitted of murder in a federal criminal trial, but he was found
guilty in a state civil trial, in which he had to pay damages to the
alleged victims' families. This did not violate the ban on Double
Jeopardy, according to the Supreme Court, because he was tried by a
federal criminal court and a state civil court. He could not, however,
have been tried twice by the state, or twice by the federal government.
Double
Jeopardy Clause - The final judgment test
The Double Jeopardy prohibition applies only when a final judgment has
been
made against a defendant. If a final judgment has not been made, the
defendant is not placed in "jeopardy." This means there are several
situations in which a final judgment is not made, where a second trial
of the same alleged crime can occur.
For example, a second trial can be held if the first trial ended in a
mistrial, because the person was not subject to a final
judgment. Most cases that are dismissed for insufficient
evidence can not be tried again because a final judgment was made that
there was no evidence that justified convicting the person.
Retrials after the first trial has been reversed do not violate the
Double Jeopardy principle because the verdict in the first case was
thrown
out. Retrials are also allowed if the jury is deadlocked.
The 5th Amendment Double Jeopardy Clause only applied to the federal
government when it was originally written. However, through the 14th
Amendment's Due Process Clause, the prohibition against Double
Jeopardy has now been
incorporated against the States. This means that the states must now
abide by the Double Jeopardy Clause and cannot punish people twice or
try them twice for the same crime.